-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LxCkNOSGI4ipLrKFwUsnH/tu//AhxqLQs7/vd+bN1AnxLWtohbvhscZwdx+pEgh/ AnKPI5t9+x9IthDNfoiEWg== 0001140361-03-003180.txt : 20030905 0001140361-03-003180.hdr.sgml : 20030905 20030905114921 ACCESSION NUMBER: 0001140361-03-003180 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030905 GROUP MEMBERS: DON C. WHITAKER INC. GROUP MEMBERS: DON C. WHITAKER JR. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NET PERCEPTIONS INC CENTRAL INDEX KEY: 0001078203 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 411844584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58009 FILM NUMBER: 03883053 BUSINESS ADDRESS: STREET 1: 7700 FRANCE AVE SOUTH CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 6129031270 MAIL ADDRESS: STREET 1: 7700 FRANCE AVE SOUTH CITY: EDINA STATE: MN ZIP: 55435 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WHITAKER DON C CENTRAL INDEX KEY: 0001177308 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 23 BEECHWOOD CITY: IRVINE STATE: CA ZIP: 92604 BUSINESS PHONE: 714-857-1810 MAIL ADDRESS: STREET 1: 23 BEECHWOOD CITY: IRVINE STATE: CA ZIP: 92604 SC 13D/A 1 doc1.htm Schedule 13D
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 1)*



Net Perceptions, Inc.
(Name of Issuer)
Common Stock, $.0001 par value
(Title of Class of Securities)
94107u101
(CUSIP Number)
Don C. Whitaker
Don C. Whitaker, Inc.
23 Beechwood
Irvine, CA 92604
949-831-4124
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)

September 03, 2003
(Date of Event which Requires Filling of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1 (f) or 240.13d-1(g), check the following box.   (  )



Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 


SCHEDULE 13D
CUSIP No. 94107u101
  1. Names of Reporting Persons.
Don C. Whitaker
I.R.S. Identification No.
  2. Check the Appropriate Box if a Member of a Group*
(a.)  (X)       (b.)  (  )
  3. SEC USE ONLY
  4. Source of Funds*
PF
  5. Check if Disclosure of Legal Proceedings Is Required Pursuant to items 2(d) or 2(e)  (  )
  6. Citizenship or Place of Organization
USA
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With 		7. Sole Voting Power
0
8. Shared Voting Power
9. Sole Dispositive Power
0
10. Shared Dispositive Power
  11. Aggregate Amount Beneficially Owned by Each Reporting Person
0
  12. Check if the Aggregate Amount Represented by Amount in Row (11) Excludes Certain Shares
(See Instructions)   (  )
  13. Percent of Class Represented by Amount in Row (11)
0
  14. Type of Reporting Person
IN


2


SCHEDULE 13D
CUSIP No. 94107u101
  1. Names of Reporting Persons.
Don C. Whitaker, Jr.
I.R.S. Identification No.
  2. Check the Appropriate Box if a Member of a Group*
(a.)  (X)       (b.)  (  )
  3. SEC USE ONLY
  4. Source of Funds*
PF
  5. Check if Disclosure of Legal Proceedings Is Required Pursuant to items 2(d) or 2(e)  (  )
  6. Citizenship or Place of Organization
USA
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With 		7. Sole Voting Power
0
8. Shared Voting Power
9. Sole Dispositive Power
0
10. Shared Dispositive Power
  11. Aggregate Amount Beneficially Owned by Each Reporting Person
0
  12. Check if the Aggregate Amount Represented by Amount in Row (11) Excludes Certain Shares
(See Instructions)   (  )
  13. Percent of Class Represented by Amount in Row (11)
0
  14. Type of Reporting Person
IN


3


SCHEDULE 13D
CUSIP No. 94107u101
  1. Names of Reporting Persons.
Don C. Whitaker, Inc.
I.R.S. Identification No.
  2. Check the Appropriate Box if a Member of a Group*
(a.)  (X)       (b.)  (  )
  3. SEC USE ONLY
  4. Source of Funds*
WC
  5. Check if Disclosure of Legal Proceedings Is Required Pursuant to items 2(d) or 2(e)  (  )
  6. Citizenship or Place of Organization
USA
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With 		7. Sole Voting Power
8. Shared Voting Power
0
9. Sole Dispositive Power
10. Shared Dispositive Power
0
  11. Aggregate Amount Beneficially Owned by Each Reporting Person
0
  12. Check if the Aggregate Amount Represented by Amount in Row (11) Excludes Certain Shares
(See Instructions)   (  )
  13. Percent of Class Represented by Amount in Row (11)
0
  14. Type of Reporting Person
CO


4


Item 1. Security and Issuer

                   Net Perceptions, Inc., Common Stock
         7700 France Avenue South
         Edina, Minnesota 55435
         (952)842-5000


Item 2. Identity and Background.


(a)

Name:           Don C. Whitaker


(b)

Residence or business address:           23 Beechwood
         Irvine, CA 92604


(c)

Present Principal Occupation or Employment:           Don C. Whitaker, Inc.
         23 Beechwood
         Irvine, CA 92604


(d)

Criminal Conviction:           No


(e)

Court or Administrative Proceedings:           No


(f)

 Citizenship:           USA


Item 3. Source and Amount of Funds or Other Consideration:

                   Personal, retirement and corporate funds of the entities invovled. All transactions were open market transactions


Item 4. Purpose of Transaction

            State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in:

                  Pursuant to their original 13D filing on July 28, 2003, the Whitakers have successfully participated in their anticipated plan of Net Perceptions, Inc., reorganization and disposed of their entire position.
         
         The Whitakers will of course re-evaluate their options which may or may not include a renewed interest in the purchase of shares in Net Perceptions, Inc., depending upon market conditions, availability of funds and other conditions.


5

(a)

The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer;

         No

(b)

An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;

         Other than mentioned in "Purpose of the Transaction"

(c)

A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries;

         Other than mentioned in "Purpose of the Transaction"

(d)

Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

         Not at the present time

(e)

Any material change in the present capitalization or dividend policy of the issuer;

         No

(f)

Any other material change in the issuer's business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940;

         No

(g)

Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

         Not at the present time

(h)

Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;

         Not at the present time

(i)

A class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or

         See "H" above

(j)

Any action similar to any of those enumerated above.

         See "H" above


Item 5. Interest in Securities of the Issuer.


(a)

         Ownership of 0.00% of Common Stock of Net Perceptions, Inc.
         Don C. Whitaker 0.00%
         Don C. Whitaker, Jr. 0.00%
         Don C. Whitaker, Inc. 0.00%


(b)

         Don C. Whitaker and Don C. Whitaker, Jr., each have sole responsibility to vote and dispose of their respective shares. Don C. Whitaker and Don C. Whitaker, Jr., share voting poser with regards to the shares held in the name of Don C. Whitaker, Inc.


(c)

         Subsequent to their 13D filing on July 28, 2003, the above mentioned entities have participated in the following tansactions: Don C. Whitaker has net disposed of 990,040; Don C. Whitaker, Jr., has net disposed of 327,300 shares; Don C. Whitaker, Inc., has net disposed of 125,000 shares.


 

Transaction
Date

Shares or Units
Purchased (Sold)

Price per
Share or Unit

 

 

7/29/03
7/30/03
7/31/03
7/31/03
7/31/03
8/1/03
8/4/03
8/4/03
8/4/03
8/4/03
8/5/03
8/6/03
8/6/03
8/6/03
8/6/03
8/6/03
8/6/03
8/8/03
8/11/03
8/12/03
8/13/03
8/13/03
8/13/03
8/13/03
8/14/03
8/14/03
8/14/03
8/14/03
8/14/03
8/14/03
8/14/03
8/15/03
8/15/03
8/18/03
8/18/03
8/18/03
8/18/03
8/19/03
8/19/03
8/19/03
8/19/03
8/20/03
8/20/03
8/21/03
8/21/03
8/22/03
8/22/03
8/25/03
8/25/03
8/26/03
8/28/03
8/28/03
8/29/03
8/29/03
9/2/03
9/2/03
9/2/03
9/3/03
9/3/03
9/3/03
9/3/03
9/3/03
9/3/03
9/3/03
9/3/03
9/3/03
9/3/03
9/3/03
9/4/03
9/4/03
9/4/03

(211)
19800 
3010 
5000 
9500 
40600 
6500 
(6500)
(7500)
500 
1300 
210 
(9900)
39600 
37603 
152620 
(9400)
500 
9900 
(5050)
(9900)
(9900)
(9900)
10900 
19800 
(19800)
(79300)
(6300)
(8300)
(9900)
(7600)
(200)
32042 
19800 
(9900)
(19800)
9900 
1600 
(19800)
39600 
(3870)
(29700)
3716 
(29700)
42600 
(54500)
48820 
11900 
(29700)
300 
(4500)
475 
(5404)
18601 
9900 
133 
(10000)
(9900)
(75240)
(28100)
(19800)
(350350)
(365900)
(161077)
(40000)
(118500)
(118630)
(25000)
(49500)
(29700)
(20800)
 

  

1.61
1.58
1.58
1.60
1.60
1.60
1.59
1.64
1.66
1.64
1.64
1.72
1.76
1.75
1.73
1.74
1.75
1.76
1.76
1.77
1.77
1.78
1.79
1.77
1.77
1.78
1.79
1.79
1.79
1.79
1.79
1.79
1.77
1.77
1.78
1.79
1.78
1.77
1.79
1.80
1.80
1.81
1.80
1.81
1.79
1.81
1.80
1.80
1.81
1.80
1.83
1.81
1.83
1.82
1.83
1.81
1.84
..40 XD $1.50
..42 XD
..41 XD
..43 XD
..38 XD
..37 XD
..39 XD
..38 XD
..39 XD
..38 XD
..37 XD
..40 XD
..41 XD
..401 XD

  

 

 

 


(d)

         None


(e)

         N/A


Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

                   None



6


Item 7. Material to be Filed as Exhibits.

                   None


Signature

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date:  September 05, 2003
  Don C. Whitaker
  By: /s/ Don C. Whitaker
      Don C. Whitaker
  Title:    Individual 
  Don C. Whitaker, Jr.
  By: /s/ Don C. Whitaker, Jr.
      Don C. Whitaker, Jr.
  Title:    Individual 
  Don C. Whitaker, Inc.
  By: /s/ Don C. Whitaker
      Don C. Whitaker
  Title:    President 
 


7
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